Howard Spindel

Tel: 561-420-0842 Email: hspindel@integrated.solutions

Tel: 561-420-0842 Email: hspindel@integrated.solutions

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Howard Spindel is one of the founders of Integrated Solutions℠ and a member of the firm’s management since 1985. During his tenure, he oversaw the growth of the firm from a three person office in lower Manhattan to the multifaceted organization that it is today. Howard spent most of his professional career advising broker-dealers and financial institutions on a range of complex 

Howard Spindel is one of the founders of Integrated Solutions℠ and a member of the firm’s management since 1985. During his tenure, he oversaw the growth of the firm from a three person office in lower Manhattan to the multifaceted organization that it is today. Howard spent most of his professional career advising broker-dealers and financial institutions on a range of complex 

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regulatory, transactional and accounting matters. 

regulatory, transactional and accounting matters. 

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He currently serves as the Financial and Operations Principal, Registered Options Principal, General Securities Principal or Chief Compliance Officer of about two dozen FINRA members.

He currently serves as the Financial and Operations Principal, Registered Options Principal, General Securities Principal or Chief Compliance Officer of about two dozen FINRA members.

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Howie served on the Board of Directors of the Financial Management Society of the Securities Industry and Financial Markets Association (SIFMA) and also has served as chair of the Audit Committee of the Boards of Directors of several publicly-held companies. He has served as the elected member of Financial Industry Regulatory Authority’s Small Firms Advisory Board, representing the New York region, and on SIFMA’s Capital Committee. He has testified as an expert witness in securities industry matters at disciplinary proceedings, civil and criminal court cases, arbitrations, and the United States Congress. He has also served as a featured speaker at various NASD/FINRA and American Institute of Certified Public Accountants sponsored conferences, in each case dealing with issues involving the applicability of rules, procedures and controls to the business of broker-dealers, especially small ones.

Howie served on the Board of Directors of the Financial Management Society of the Securities Industry and Financial Markets Association (SIFMA) and also has served as chair of the Audit Committee of the Boards of Directors of several publicly-held companies. He has served as the elected member of Financial Industry Regulatory Authority’s Small Firms Advisory Board, representing the New York region, and on SIFMA’s Capital Committee. He has testified as an expert witness in securities industry matters at disciplinary proceedings, civil and criminal court cases, arbitrations, and the United States Congress. He has also served as a featured speaker at various NASD/FINRA and American Institute of Certified Public Accountants sponsored conferences, in each case dealing with issues involving the applicability of rules, procedures and controls to the business of broker-dealers, especially small ones.

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Howie began his career in the Technical Research and Review Department and on the audit staff of Oppenheim, Appel, Dixon & Co. In 1974, he became associated with Coopers & Lybrand as an audit supervisor. In 1975, he was with the New York Stock Exchange (NYSE) where he served as manager of the Capital and Operational Standards Section of its Regulation and Surveillance Group. In 1977, Howie became the comptroller and then financial and operations partner of three different NYSE member firms.

Howie began his career in the Technical Research and Review Department and on the audit staff of Oppenheim, Appel, Dixon & Co. In 1974, he became associated with Coopers & Lybrand as an audit supervisor. In 1975, he was with the New York Stock Exchange (NYSE) where he served as manager of the Capital and Operational Standards Section of its Regulation and Surveillance Group. In 1977, Howie became the comptroller and then financial and operations partner of three different NYSE member firms.

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Howie graduated from Hunter College of the City University of New York, where he earned a B.S degree in Accounting in 1968. He was a Certified Public Accountant and is a member of the American Institute of Certified Public Accountants and the New York State Society of Certified Public Accountants.

Howie graduated from Hunter College of the City University of New York, where he earned a B.S degree in Accounting in 1968. He was a Certified Public Accountant and is a member of the American Institute of Certified Public Accountants and the New York State Society of Certified Public Accountants.

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NEW YORKLess

42 Broadway, Suite 12-129

New York, NY 10004 

Telephone: 212-509-7800

42 Broadway, Suite 12-129

New York, NY 10004 

Telephone: 212-509-7800

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NEW JERSEYLessLess
NEW JERSEYLess

475 Springfield Avenue, Suite 301

Summit, NJ 07901 

Telephone: 908-743-1300

475 Springfield Avenue, Suite 301

Summit, NJ 07901 

Telephone: 908-743-1300

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FLORIDA

7000 W Palmetto Park Rd., Suite 503

Boca Raton, FL 33433 

Telephone: 561-453-3800

7000 W Palmetto Park Rd., Suite 503

Boca Raton, FL 33433 

Telephone: 561-453-3800

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AICPA SOC Logo

*SOC 1 Type 2 certification only covers: 

Fund Accounting, Administration and Investor Services.

*SOC 1 Type 2 certification only covers: 

Fund Accounting, Administration and Investor Services.

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