Insights

Jul
02
Comment Letter Regarding Regulatory Notice 20-04 Capital Acquisition Brokers

Please follow the link below to download our comment letter.



Regulatory Notice 20-04 Capital Acquisition Brokers


NEW YORK

42 Broadway, Suite 12-129

New York, NY 10004

Telephone: 212-509-7800

FLORIDA

7000 W Palmetto Park Rd., Suite 503

Boca Raton, FL 33433

Telephone: 561-453-3800

AICPA

*SOC 1 Type 2 certification only covers:

Fund Accounting, Administration and Investor Services.

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