Insights

Jan
01
Integrated Investment Solutions Receives its annual System and Organization Controls (SOC) 1 Type 2 Report

Integrated Investment Solutions, an independent alternative investment fund administrator and a business unit of Integrated Solutions℠, is once again pleased to announce the successful completion of its Fund Accounting, Administration, and Investor Services System and Organization Controls (SOC) 1 Type 2 Report for the period October 1, 2018, to September 30, 2019.

Integrated Investment Solutions is comprised of highly trained professionals who are committed to complying with all regulations governing our industry and upholding the integrity of client information. Our professionalism and commitment to the standards of control in accordance with Statement on Standards for Attestation Engagemen...


Jan
08
Integrated Investment Solutions Receives its first annual System and Organization Controls (SOC) 1 Type 2 Report

Integrated Investment Solutions, an independent alternative investment fund administrator and a business unit of Integrated Solutions℠, today announced the successful completion of its Fund Accounting, Administration, and Investor Services System and Organization Controls (SOC) 1 Type 2 Report for the period January 1, 2018, to September 30, 2018.


Integrated Investment Solutions is comprised of highly trained professionals who are committed to complying with all regulations governing our industry and upholding the integrity of client information. Our professionalism and commitment to the standards of control in accordance with Statement on Standards for Attestation Engagements No. 18 issued b...


Mar
20
Integrated Solutions sponsors the Crypto Currency Forum

Integrated Solutions is sponsoring the Crypto Currency Forum to be held in New York on April 18, 2018. The Crypto Currency Forum was started to provide a venue where professionals who have an interest in Crypto Currencies and Block Chain technology can exchange ideas and find out the latest innovations in the rapidly evolving crypto world. We are proud to be part of this event. For additional information about this event please follow the link below.

https://cryptocurrencyfm.com/


Jul
16
Comment letter regarding Regulatory Notice 17-14: Capital Formation

Please follow the link below to download our comment letter.

Regulatory Notice 17-14 Capital Formation


Jul
04
May
25
May 2017 – Hot Topics

Recent developments that have become, or will likely become, hot buttons.

Rule 3210 – defining the undefinable – because so many of you have asked

Effective April 3, 2017, FINRA Rule 3210 became effective (replacing FINRA Rule 3050) and confusion reigned. The Rule:

  • requires all associated persons of the broker dealer to obtain prior written consent of the firm when opening a brokerage account at another broker dealer or financial institution and;

  • adds categories of persons subject to FINRA rule 3210 based on beneficial interest.

Rule 3210 specifies the types of accounts in which Associated Persons are perhaps rebuttably presumed to have a beneficial interest, those being:

  • the spouse of...


May
08
Michael Stupay spoke at the 2017 NYSSCPA Broker/Dealer Conference in NYC on May 4, 2017

On May 4, 2017, our Senior Managing Director, Mr. Michael Stupay, attended the NYSSCPA Broker/Dealer Conference held in New York as one of the panelists on the FinOps and Auditors session. The panelists shared their experiences in the third year of auditing under PCAOB standards. What is the PCAOB stressing in their inspections, how is that changing the auditor’s approach, and what issues does that create for FinOps, in preparing for the auditors?


Oct
19
Rafael Beck and Cassondra Joseph spoke at the Palm Beach Hedge Fund Association event– at the Boca Raton Museum of Art

Rafael Beck and Cassondra Joseph, Managing Directors of Integrated Solutions spoke at the Palm Beach Hedge Fund Association event held at the Boca Raton Museum of Art on October 19, 2016. During the session, Rafael and Cassondra together with Shawn Mostal of Grant Thornton shared their experiences and insight on best practices to consider when launching an investment fund.


Follow the link to download a copy of the October 19, 2016 presentation starting-a-fund-keys-to-a-successful-launch


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Aug
21
Palm Beach Hedge Fund Association – 2016 Season Inaugural Party Boca Museum of Art !!!

Integrated Solutions is sponsoring the Palm Beach Hedge Fund Association (PBHFA) – 2016 Season Inaugural Party at Boca Museum of Art on October 19, 2016 at 5:30pm. For more information please follow the link to the PBHFA’s website at http://pbhfa.org/ and look under Events. If you’re interested in attending please Contact Us.


May
03
Michael Stupay spoke at the Broker/Dealer Conference on May 3, 2016 in NYC

Michael Stupay, Senior Managing Director of Integrated Solutions, was a panelist on the FINOPS and Auditors session in the 2016 Broker/Dealer Conference of the New York State Society of CPAs, held on May 3, 2016 in NYC. During the session, FINOPs and auditors shared their experiences in the second year of auditing under PCAOB standards. What is the PCAOB stressing in their inspections, how is that changing the auditor’s approach, and what issues do FINOPs need to deal with in preparing for the auditors.

For a copy of Mr. Stupay’s presentation regarding the Exemption Report, please follow the link: BD Conference 050316 exemption reports


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NEW YORKLess

39 Broadway, Suite 3300

New York, NY 10006 

Telephone: 212-509-7800

39 Broadway, Suite 3300

New York, NY 10006 

Telephone: 212-509-7800

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NEW JERSEYLessLess
NEW JERSEYLess

475 Springfield Avenue, Suite 301

Summit, NJ 07901 

Telephone: 908-743-1300

475 Springfield Avenue, Suite 301

Summit, NJ 07901 

Telephone: 908-743-1300

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FLORIDALess
FLORIDA

7000 W Palmetto Park Rd., Suite 503

Boca Raton, FL 33433 

Telephone: 561-453-3800

7000 W Palmetto Park Rd., Suite 503

Boca Raton, FL 33433 

Telephone: 561-453-3800

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*SOC 1 Type 2 certification only covers: 

Fund Accounting, Administration and Investor Services.

*SOC 1 Type 2 certification only covers: 

Fund Accounting, Administration and Investor Services.

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