Please follow the link below to download our comment letter.
Insights
Jul
02
Comment Letter Regarding Regulatory Notice 20-04 Capital Acquisition Brokers
Posted on 07/02/2020 at 08:17 AM
NEW YORK
42 Broadway, Suite 12-129
New York, NY 10004
Telephone: 212-509-7800
NEW JERSEY
475 Springfield Avenue, Suite 301
Summit, NJ 07901
Telephone: 908-743-1300
FLORIDA
7000 W Palmetto Park Rd., Suite 503
Boca Raton, FL 33433
Telephone: 561-453-3800
*SOC 1 Type 2 certification only covers:
Fund Accounting, Administration and Investor Services.